Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 65,779 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLS FARGO INVESTMENT INSTITUTE, INC.	133204	GoldenTree Credit Opportunities, L.P.	1430316	03/13/2014	D/A	Indefinite	$999,790,931
BEAR, STEARNS & CO. INC.	79	GoldenTree Credit Opportunities, L.P.	1430316	03/13/2014	D/A	Indefinite	$999,790,931
AMD CAPITAL LLC	121359	WEATHERLOW OFFSHORE FUND II LTD	1274829	06/18/2013	D/A	Indefinite	$999,211,420
UMB FINANCIAL SERVICES, INC.	17073	WEATHERLOW OFFSHORE FUND II LTD	1274829	06/18/2013	D/A	Indefinite	$999,211,420
HIGHTOWER ADVISORS, LLC	145323	Carlyle GMS Finance, Inc.	1544206	12/05/2016	D/A	Indefinite	$999,085,788
MORGAN STANLEY	149777	Carlyle GMS Finance, Inc.	1544206	12/05/2016	D/A	Indefinite	$999,085,788
TCG SECURITIES, L.L.C.	154788	Carlyle GMS Finance, Inc.	1544206	12/05/2016	D/A	Indefinite	$999,085,788
RAYMOND JAMES & ASSOCIATES, INC.	705	Carlyle GMS Finance, Inc.	1544206	12/05/2016	D/A	Indefinite	$999,085,788
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Systematic Momentum FuturesAccess LLC	1393359	01/10/2014	D/A	Indefinite	$999,020,195
PARK HILL GROUP LLC	135898	Bayview Opportunity Domestic V, L.P.	1700677	03/15/2018	D/A	Indefinite	$998,765,000

65,779 Results

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