Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AQUILO PARTNERS, L.P. | 114909 | Onconova Therapeutics, Inc. | 1130598 | 08/13/2012 | D | $49,999,999 | $49,999,999 |
| RCG, LLC | 131338 | FREEWIRE TECHNOLOGIES, INC. | 1707167 | 02/04/2021 | D | $49,999,999 | $49,999,999 |
| SG COWEN SECURITIES CORPORATION | 7616 | Cabaletta Bio, Inc. | 1759138 | 01/14/2019 | D | Indefinite | $49,999,998 |
| STEPHAN BERNARD SEGOUIN | 2630463 | LiveView Technologies, Inc. | 1840541 | 05/19/2022 | D | $49,999,997 | $49,999,997 |
| RAYMOND JAMES & ASSOCIATES, INC. | 705 | LiveView Technologies, Inc. | 1840541 | 05/19/2022 | D | $49,999,997 | $49,999,997 |
| ATLAS TECHNOLOGY GROUP LLC | 152828 | Impartner Holdings, Inc. | 1889554 | 10/21/2021 | D | $49,999,985 | $49,999,985 |
| WELLS FARGO SECURITIES, LLC | 126292 | Rubicon Global Holdings, LLC | 1543263 | 09/29/2017 | D/A | $99,999,967 | $49,999,981 |
| MACQUARIE CAPITAL (USA) INC. | 36368 | PolySign, Inc. | 1722286 | 05/18/2022 | D | $49,999,950 | $49,999,950 |
| SG COWEN SECURITIES CORPORATION | 7616 | PolySign, Inc. | 1722286 | 05/18/2022 | D | $49,999,950 | $49,999,950 |
| JMP SECURITIES LLC | 22208 | VidMob, Inc. | 1710972 | 02/23/2021 | D/A | $49,999,880 | $49,999,773 |