Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| JEFFERIES LLC | 2347 | Celcuity Inc. | 1603454 | 05/26/2022 | D | $155,999,997 | $99,999,998 |
| ALLEN & COMPANY LLC | 1042 | Anaplan, Inc. | 1540755 | 05/23/2014 | D | $99,999,996 | $99,999,996 |
| FTP SECURITIES LLC | 129356 | Chrome River Technologies, Inc. | 1548971 | 07/09/2015 | D | $99,999,989 | $99,999,989 |
| BOFA SECURITIES, INC. | 283942 | RefleXion Medical, Inc. | 1604459 | 04/17/2020 | D | $124,999,999 | $99,999,987 |
| MORGAN STANLEY & CO. INCORPORATED | 8209 | RefleXion Medical, Inc. | 1604459 | 04/17/2020 | D | $124,999,999 | $99,999,987 |
| GOLDMAN, SACHS & CO. | 361 | Venture Global LNG, Inc. | 1616665 | 08/20/2018 | D | $99,996,000 | $99,996,000 |
| MORGAN STANLEY & CO. INCORPORATED | 8209 | Venture Global LNG, Inc. | 1616665 | 08/20/2018 | D | $99,996,000 | $99,996,000 |
| USCA SECURITIES LLC | 103789 | CAIS Third Point Partners LLC | 1523897 | 10/23/2017 | D/A | Indefinite | $99,990,140 |
| SUMMIT EQUITIES, INC. | 11039 | CAIS Third Point Partners LLC | 1523897 | 10/23/2017 | D/A | Indefinite | $99,990,140 |
| HIGHTOWER SECURITIES, LLC | 116681 | CAIS Third Point Partners LLC | 1523897 | 10/23/2017 | D/A | Indefinite | $99,990,140 |