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Broker-Dealers on SEC Form D for COMMONWEALTH FINANCIAL NETWORK

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 102 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
COMMONWEALTH FINANCIAL NETWORK8032FUTURES PORTFOLIO FUND L.P.86144103/23/2009DIndefinite$855,882,681
COMMONWEALTH FINANCIAL NETWORK8032WINTON FUTURES FUND LP (US)119841505/08/2009DIndefinite$441,766,471
COMMONWEALTH FINANCIAL NETWORK8032GRAHAM ALTERNATIVE INVESTMENT FUND I LLC146121903/29/2023DIndefinite$396,095,392
COMMONWEALTH FINANCIAL NETWORK8032GRAHAM ALTERNATIVE INVESTMENT FUND I LLC146121903/30/2017DIndefinite$395,335,392
COMMONWEALTH FINANCIAL NETWORK8032GRAHAM ALTERNATIVE INVESTMENT FUND II LLC146123703/29/2023DIndefinite$232,805,250
COMMONWEALTH FINANCIAL NETWORK8032GRAHAM ALTERNATIVE INVESTMENT FUND II LLC146123703/30/2017DIndefinite$232,141,750
COMMONWEALTH FINANCIAL NETWORK8032NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/20/2014D$172,636,514$172,636,514
COMMONWEALTH FINANCIAL NETWORK8032NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT 2121355601/24/2017D$207,163,816$172,636,514
COMMONWEALTH FINANCIAL NETWORK8032SAGE FUND LP108376803/13/2009D$250,000,000$69,875,769
COMMONWEALTH FINANCIAL NETWORK8032Sun Life Assurance CO of Canada (US) Variable Account S140785105/25/2010DIndefinite$68,056,953

102 Results

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