Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SUNGARD INSTITUTIONAL BROKERAGE INC. | 8509 | Federated International Funds plc | 1462922 | 03/13/2014 | D/A | Indefinite | $720,426,486,710 |
| MBSC SECURITIES CORPORATION | 231 | ALEXANDER SERIES TRUST | 1442695 | 04/05/2019 | D/A | Indefinite | $591,313,309,035 |
| MBSC SECURITIES CORPORATION | 231 | ALEXANDER SERIES TRUST | 1442695 | 04/03/2020 | D/A | Indefinite | $591,313,309,035 |
| MBSC SECURITIES CORPORATION | 231 | ALEXANDER SERIES TRUST | 1442695 | 04/02/2021 | D/A | Indefinite | $591,313,309,035 |
| MBSC SECURITIES CORPORATION | 231 | ALEXANDER SERIES TRUST | 1442695 | 04/01/2022 | D/A | Indefinite | $591,313,309,035 |
| MBSC SECURITIES CORPORATION | 231 | ALEXANDER SERIES TRUST | 1442695 | 04/07/2017 | D/A | Indefinite | $591,306,309,035 |
| MBSC SECURITIES CORPORATION | 231 | ALEXANDER SERIES TRUST | 1442695 | 04/06/2018 | D/A | Indefinite | $591,306,309,035 |
| MBSC SECURITIES CORPORATION | 231 | ALEXANDER SERIES TRUST | 1442695 | 04/07/2016 | D/A | Indefinite | $459,957,346,699 |
| MBSC SECURITIES CORPORATION | 231 | ALEXANDER SERIES OFFSHORE FUND SPC | 1442708 | 04/07/2017 | D/A | Indefinite | $456,260,762,191 |
| MBSC SECURITIES CORPORATION | 231 | BNY SERIES TRUST | 1442695 | 04/07/2015 | D/A | Indefinite | $429,975,169,672 |