Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 1,543 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
LAZARD FRERES & CO. LLC	2528	Clayton, Dubilier & Rice Fund XI, L.P.	1807420	09/11/2020	D/A	Indefinite	$9,896,807,501
BEAR, STEARNS & CO. INC.	79	Clayton, Dubilier & Rice Fund XI, L.P.	1807420	09/11/2020	D/A	Indefinite	$9,896,807,501
UBS FINANCIAL SERVICES INC.	8174	Clayton, Dubilier & Rice Fund XI, L.P.	1807420	09/11/2020	D/A	Indefinite	$9,896,807,501
SAXONY SECURITIES, INC.	115547	SOF-XII Feeder I, L.P.	1822652	09/22/2021	D/A	$10,000,000,000	$9,878,825,480
SAXONY SECURITIES, INC.	115547	Starwood Distressed Opportunity Fund XII SAR (DC), L.P.	1822659	09/22/2021	D/A	$10,000,000,000	$9,878,825,480
SAXONY SECURITIES, INC.	115547	Starwood Distressed Opportunity Fund XII U.S. PI, L.P.	1822662	09/22/2021	D/A	$10,000,000,000	$9,878,825,480
SAXONY SECURITIES, INC.	115547	Starwood Distressed Opportunity Fund XII Global, L.P.	1822666	09/22/2021	D/A	$10,000,000,000	$9,878,825,480
SAXONY SECURITIES, INC.	115547	Starwood Distressed Opportunity Fund XII MAR, L.P.	1822667	09/22/2021	D/A	$10,000,000,000	$9,878,825,480
SAXONY SECURITIES, INC.	115547	Starwood Distressed Opportunity Fund XII NRE, L.P.	1822669	09/22/2021	D/A	$10,000,000,000	$9,878,825,480
SAXONY SECURITIES, INC.	115547	SOF-12 International Master Fund SCSp	1822677	09/22/2021	D/A	$10,000,000,000	$9,878,825,480

1,543 Results

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