| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | US PREVENTIVE MEDICINE INC | 1420707 | 02/13/2009 | D | $45,000,000 | $156,333 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Bakken Income Fund LLC | 1534460 | 06/15/2012 | D | $25,000,000 | $135,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Waveland Drilling Partners III-A, LP | 1568250 | 02/28/2013 | D | $75,000,000 | $100,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | GOF Finance VI, L.P. | 1847599 | 02/23/2021 | D | $75,000,000 | $100,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Brazil AG Investors, LLC | 1517147 | 04/04/2011 | D | $5,000,000 | $100,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Bastion Real Estate Income Fund, LP | 1738951 | 04/30/2018 | D | $50,000,000 | $50,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Strategic Energy Income Fund IV L.P. | 1619764 | 07/01/2016 | D/A | $100,000,000 | $50,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | USEDC 2018 A Drilling Fund LP | 1739764 | 12/06/2018 | D/A | $75,000,000 | $50,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | US PREVENTIVE MEDICINE INC | 1420707 | 06/21/2011 | D | $33,750,000 | $47,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Elite Dairy Genomics, LLC | 1526463 | 07/17/2013 | D | $15,000,000 | $25,000 |
