| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Bastion Real Estate Income Fund, LP | 1738951 | 04/30/2018 | D | $50,000,000 | $50,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Strategic Energy Income Fund IV L.P. | 1619764 | 07/01/2016 | D/A | $100,000,000 | $50,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | USEDC 2018 A Drilling Fund LP | 1739764 | 12/06/2018 | D/A | $75,000,000 | $50,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | US PREVENTIVE MEDICINE INC | 1420707 | 06/21/2011 | D | $33,750,000 | $47,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Elite Dairy Genomics, LLC | 1526463 | 07/17/2013 | D | $15,000,000 | $25,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | BrightWater Holdings Series D Investors, LLC | 1600640 | 03/13/2014 | D | $4,000,000 | $20,000 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Atlas Resources Series 31-2011 L.P. | 1531849 | 11/15/2011 | D | $100,000,000 | $0 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Atlas Resources Series 32-2012 L.P. | 1542471 | 05/15/2012 | D | $100,000,000 | $0 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | SC Healthcare Investments, LLC | 1574655 | 05/08/2013 | D | $4,600,000 | $0 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | Bakken Drilling Fund IVB LLC | 1577256 | 06/18/2013 | D | $12,500,000 | $0 |
