Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BEAR, STEARNS & CO. INC. | 79 | Malta MLC Fund, L.P. | 1298282 | 02/10/2017 | D/A | Indefinite | $0 |
| BEAR, STEARNS & CO. INC. | 79 | Malta MLC Fund, L.P. | 1298282 | 02/13/2017 | D/A | Indefinite | $0 |
| BEAR, STEARNS & CO. INC. | 79 | Liquid Loan Opportunities Trust | 1516865 | 02/24/2017 | D/A | Indefinite | $0 |
| BEAR, STEARNS & CO. INC. | 79 | CHINA ALPHA II FUND LTD | 1668593 | 03/07/2017 | D/A | Indefinite | $0 |
| BEAR, STEARNS & CO. INC. | 79 | OrbiMed Asia Partners III, L.P. | 1685093 | 03/01/2017 | D/A | $450,000,000 | $0 |
| BEAR, STEARNS & CO. INC. | 79 | CHINA ALPHA II FUND LTD | 1668593 | 03/05/2018 | D/A | Indefinite | $0 |
| BEAR, STEARNS & CO. INC. | 79 | CHINA ALPHA II FUND LTD | 1668593 | 07/10/2018 | D/A | Indefinite | $0 |
| BEAR, STEARNS & CO. INC. | 79 | Liquid Loan Opportunities Trust | 1516865 | 11/01/2018 | D/A | Indefinite | $0 |
| BEAR, STEARNS & CO. INC. | 79 | Belgard Capital Fund LLC | 1752572 | 11/30/2018 | D/A | Indefinite | $0 |
| BEAR, STEARNS & CO. INC. | 79 | VMT Fund I, L.P. | 1757539 | 12/13/2018 | D/A | $200,000,000 | $0 |