Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| BEAR, STEARNS & CO. INC. | 79 | YORK ASIAN OPPORTUNITIES UNIT TRUST | 1461060 | 03/21/2016 | D/A | Indefinite | $52,681,450 |
| BEAR, STEARNS & CO. INC. | 79 | YORK ASIAN OPPORTUNITIES UNIT TRUST | 1461060 | 03/21/2017 | D/A | Indefinite | $52,681,450 |
| BEAR, STEARNS & CO. INC. | 79 | OAK HILL CREDIT OPPORTUNITIES FUND LTD | 1350427 | 03/16/2010 | D/A | Indefinite | $52,250,000 |
| BEAR, STEARNS & CO. INC. | 79 | GTIF Private Investors LLC | 1948828 | 11/09/2022 | D/A | Indefinite | $51,990,000 |
| BEAR, STEARNS & CO. INC. | 79 | Healthcare Innovation Fund IV, LLC | 1936693 | 08/19/2022 | D/A | Indefinite | $51,565,000 |
| BEAR, STEARNS & CO. INC. | 79 | Perry Investors Offshore Ltd. | 1512304 | 02/04/2013 | D/A | Indefinite | $51,560,000 |
| BEAR, STEARNS & CO. INC. | 79 | Gavea Fund Plus Ltd. | 1584553 | 08/07/2017 | D/A | Indefinite | $51,553,556 |
| BEAR, STEARNS & CO. INC. | 79 | Gavea Fund Plus Ltd. | 1584553 | 07/30/2018 | D/A | Indefinite | $51,553,556 |
| BEAR, STEARNS & CO. INC. | 79 | Gavea Fund Plus Ltd. | 1584553 | 07/22/2019 | D/A | Indefinite | $51,553,556 |
| BEAR, STEARNS & CO. INC. | 79 | Gavea Fund Plus Ltd. | 1584553 | 07/17/2020 | D/A | Indefinite | $51,553,556 |