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Broker-Dealers on SEC Form D for BEAR, STEARNS & CO. INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 41-49 out of 49 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
BEAR, STEARNS & CO. INC.79CSFR Private Investors, LLC156590001/14/2013DIndefinite$1,400,000
BEAR, STEARNS & CO. INC.79Owl Creek Overseas Fund, Ltd.117819312/02/2016D/AIndefinite$1,396,740
BEAR, STEARNS & CO. INC.79Highbridge Quantitative Commodities Fund, Ltd.147523510/30/2009DIndefinite$1,300,000
BEAR, STEARNS & CO. INC.79Highbridge Statistically Enhanced Equity Portfolio Europe L P139165603/03/2010D/AIndefinite$1,201,979
BEAR, STEARNS & CO. INC.79Highbridge Statistically Enhanced Equity Portfolio Europe L P139165612/01/2010D/AIndefinite$1,201,979
BEAR, STEARNS & CO. INC.79APOLLO STRATEGIC VALUE OFFSHORE FUND LTD144527209/27/2012D/AIndefinite$1,090,460
BEAR, STEARNS & CO. INC.79APOLLO STRATEGIC VALUE OFFSHORE FUND LTD144527209/28/2011D/AIndefinite$1,084,060
BEAR, STEARNS & CO. INC.79MALTA MLC OFFSHORE, LTD.129794406/17/2014D/AIndefinite$1,000,000
BEAR, STEARNS & CO. INC.79China Alpha Fund LP165023705/09/2016D/AIndefinite$1,000,000

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