Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Symphony CLO XII, Ltd.	1590821	11/04/2013	D	$832,500,000	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EMSO Saguaro US Ltd.	1625621	11/18/2014	D	Indefinite	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/14/2015	D	$521,600	$434,667
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	07/13/2018	D/A	Indefinite	$405,812
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	02/15/2019	D/A	Indefinite	$393,753
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	08/19/2010	D/A	Indefinite	$297,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/21/2016	D/A	$287,470	$239,559
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sculptor IRA Access Ltd.	1515332	03/15/2023	D	Indefinite	$180,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/03/2011	D	$4,969,082	$140,902
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Equity Offshore Fund, Ltd.	1508387	12/23/2010	D	Indefinite	$103,740