Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/23/2013	D/A	$709,299	$591,083
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/14/2014	D/A	$709,299	$591,083
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/22/2016	D/A	$709,300	$591,083
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/02/2017	D/A	$709,300	$591,083
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Equity Offshore Fund, Ltd.	1508387	03/05/2015	D/A	Indefinite	$571,749
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Alternative Strategies Fund II, L.P.	1503313	10/12/2011	D/A	Indefinite	$541,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	York Total Access II Ltd.	1477745	12/02/2009	D	Indefinite	$513,043
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/07/2017	D	$601,673	$501,394
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TALISMAN ENERGY INC	201283	11/23/2011	D	$1,000,000,000	$500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gavea Participation Fund LLC	1569066	11/08/2013	D	Indefinite	$500,000