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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,721-2,730 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Equity Offshore Fund, Ltd.150838712/20/2012D/AIndefinite$675,489
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Equity Offshore Fund, Ltd.150838712/20/2013D/AIndefinite$675,489
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Equity Offshore Fund, Ltd.150838703/05/2014D/AIndefinite$675,489
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Equity Offshore Fund, Ltd.150838703/07/2016D/AIndefinite$675,489
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/13/2013D/A$1,145,901$636,608
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/08/2014D/A$763,930$636,608
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/07/2015D/A$763,930$636,608
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/07/2016D/A$763,930$636,608
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585606/22/2017D/A$763,930$636,608
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/13/2013D/A$709,299$591,083

2,885 Results

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