Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MacKay Municipal Credit Opportunities HL Fund, L.P.	1700102	04/10/2017	D	Indefinite	$1,010,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Equity (Offshore) Fund - Select, Ltd.	1441161	02/27/2012	D/A	Indefinite	$1,003,453
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Equity (Offshore) Fund - Select, Ltd.	1441161	02/27/2013	D/A	Indefinite	$1,003,453
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Corrum Capital Equity (Offshore) Fund - Select, Ltd.	1441161	02/28/2014	D/A	Indefinite	$1,003,453
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/31/2009	D	$2,400,000	$1,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/20/2010	D/A	$2,400,000	$1,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/20/2010	D/A	$2,400,000	$1,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/30/2012	D/A	$2,400,000	$1,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/27/2012	D/A	$2,400,000	$1,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/12/2013	D/A	$2,400,000	$1,000,000