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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,671-2,680 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Chilton GNR Participation Fund Ltd.149546407/12/2010DIndefinite$1,687,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML BlueTrend FuturesAccess LLC147127008/31/2009DIndefinite$1,647,325
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585605/10/2016D/A$1,920,000$1,600,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/15/2010D/A$3,930,914$1,474,461
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/01/2011D/A$3,930,914$1,474,461
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/02/2012D/A$3,930,914$1,474,461
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/11/2013D/A$3,930,914$1,474,461
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/29/2009D/A$3,866,024$1,420,386
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Directional Hedge Fund of Funds, Ltd.145967203/15/2010D/AIndefinite$1,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Excelsior Directional Hedge Fund of Funds, Ltd.145967203/14/2011D/AIndefinite$1,400,000

2,885 Results

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