Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/28/2009	D	$5,545,630	$2,310,678
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/15/2010	D/A	$5,545,630	$2,310,678
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/04/2011	D/A	$5,545,630	$2,310,678
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sudbury Mill CLO Ltd.	1594436	12/18/2013	D	$419,100,000	$2,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/06/2011	D	$5,280,000	$2,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Washington Mill CLO Ltd.	1609400	05/30/2014	D	$2,150,000	$2,150,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	08/31/2009	D	$4,973,160	$2,144,300
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	400 Capital Credit Access LLC	1580243	01/10/2014	D	Indefinite	$2,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/27/2016	D	$2,485,458	$2,071,215
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/06/2016	D/A	$2,485,458	$2,071,215