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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,631-2,640 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC146912108/16/2010DIndefinite$2,685,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/02/2012D/A$5,982,430$2,674,678
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Relative Value Opportunities Fund Ltd.153513711/29/2011DIndefinite$2,526,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Gotham Tax Enhanced Long Fund, LP174668108/06/2018DIndefinite$2,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Gotham Tax Enhanced Neutral Fund, LP174669008/06/2018DIndefinite$2,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/04/2018D/A$2,940,001$2,450,001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Carlson Double Black Diamond Participation Fund Ltd.152988309/20/2011DIndefinite$2,416,250
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Brevan Howard Multi-Strategy Participation Fund LLC153547511/29/2011DIndefinite$2,400,575
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691URBAN INFRASTRUCTURE REAL ESTATE JERSEY LTD142318403/04/2010DIndefinite$2,340,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691URBAN INFRASTRUCTURE REAL ESTATE JERSEY LTD142318403/03/2011D/AIndefinite$2,340,000

2,885 Results

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