Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 2,601-2,610 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	04/12/2011	D	Indefinite	$4,383,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	09/20/2011	D	Indefinite	$4,351,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/14/2014	D/A	$6,274,503	$4,328,753
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/08/2010	D/A	$6,157,735	$4,311,376
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/18/2010	D/A	$6,157,735	$4,311,376
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paloma Access LLC	1576442	05/09/2013	D	Indefinite	$4,303,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/19/2010	D/A	$7,546,320	$4,288,600
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/20/2010	D/A	$7,719,480	$4,288,600
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	B1-CVIII Holdings, LLC	1630527	01/15/2015	D	Indefinite	$4,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Event-Driven & Credit HedgeAccess LLC II	1472865	09/23/2009	D	Indefinite	$4,156,727