Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/02/2017	D/A	$6,211,604	$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Private Markets Fund III (TE), LLC	1572915	05/23/2014	D/A	Indefinite	$5,136,818
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	RENAISSANCE FUTURES FUND ACCESS LLC	1457872	03/11/2010	D/A	Indefinite	$5,131,809
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/15/2011	D/A	$7,141,807	$5,131,436
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AVENUE ACCESS LLC	1588902	10/10/2013	D	Indefinite	$5,079,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/04/2012	D	$12,000,063	$5,000,053
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR North America Fund XIII Private Investors (Electing) L.P.	1854219	02/08/2022	D/A	Indefinite	$5,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/18/2013	D/A	$7,694,409	$4,999,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/03/2014	D/A	$5,998,812	$4,999,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/11/2015	D/A	$5,998,812	$4,999,010