Potomac Analytics' Logo

Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 2,561-2,570 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SUMMIT PARTNERS CONCENTRATED GROWTH L/S QP FUND LTD180266106/28/2021D/AIndefinite$5,447,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Bridgewater Pure Alpha Major Markets AFS Access Fund LLC195385011/10/2022DIndefinite$5,422,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Bridgewater Pure Alpha Major Markets AFS Access Fund Ltd195750004/05/2023DIndefinite$5,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/12/2015D/A$6,278,378$5,231,982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/21/2016D/A$6,278,378$5,231,982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/06/2017D/A$6,278,378$5,231,982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691DK Distressed Opportunities Access LLC172797301/11/2018DIndefinite$5,191,310
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/14/2014D/A$6,211,604$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/13/2015D/A$6,211,604$5,176,337
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585601/22/2016D/A$6,211,604$5,176,337

2,885 Results

Display: