Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 2,551-2,560 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/02/2012	D/A	$8,831,689	$5,767,421
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/04/2013	D/A	$8,831,689	$5,767,421
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/21/2009	D	$8,751,012	$5,700,190
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/25/2011	D/A	$8,751,012	$5,700,190
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	08/20/2012	D/A	Indefinite	$5,636,703
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	09/20/2012	D/A	Indefinite	$5,634,237
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access Ltd.	1529896	12/13/2012	D/A	Indefinite	$5,634,237
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	11/02/2010	D	Indefinite	$5,593,275
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access LLC	1518551	04/26/2011	D	Indefinite	$5,573,125
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Nuveen High Yield Municipal Opportunities Fund LP	1779083	06/18/2019	D	Indefinite	$5,500,000