Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 2,541-2,550 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	10/10/2012	D/A	Indefinite	$6,130,014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	11/08/2012	D/A	Indefinite	$6,130,014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOFII Access Ltd.	1489970	04/22/2010	D	Indefinite	$6,069,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brevan Howard Multi-Strategy Participation Fund Ltd.	1535135	11/29/2011	D	Indefinite	$6,065,095
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/03/2011	D	$15,226,816	$6,018,312
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/25/2012	D/A	$8,125,879	$5,951,496
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beldore Capital Fund LLC	1404013	11/08/2018	D/A	Indefinite	$5,818,932
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beldore Capital Fund LLC	1404013	11/08/2019	D/A	Indefinite	$5,818,932
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beldore Capital Fund LLC	1404013	11/13/2020	D/A	Indefinite	$5,818,932
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Beldore Capital Fund LLC	1404013	11/18/2021	D/A	Indefinite	$5,818,932