Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 2,521-2,530 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Renaissance RIEF Access LLC	1727768	01/11/2018	D	Indefinite	$7,428,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZDPII Access III LLC	1530510	10/07/2011	D	Indefinite	$7,207,557
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/18/2009	D	$11,485,147	$7,178,217
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	400 Capital Credit Access LLC	1580243	09/05/2014	D/A	Indefinite	$7,154,720
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	05/18/2010	D/A	Indefinite	$6,940,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC	1469121	08/17/2011	D/A	Indefinite	$6,872,444
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EXCELSIOR MULTI-STRATEGY HEDGE FUND OF FUNDS (TI 2), LLC	1469121	08/13/2012	D/A	Indefinite	$6,872,444
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CQS ABS Feeder Fund LLC	1752249	09/14/2018	D	Indefinite	$6,778,375
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/23/2013	D/A	$9,110,011	$6,771,606
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/08/2013	D/A	Indefinite	$6,732,954