Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/04/2010	D/A	$13,476,380	$8,594,153
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	10/14/2010	D/A	$13,476,380	$8,594,153
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Macro Opportunities Fund Ltd.	1515350	05/05/2011	D	Indefinite	$8,552,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund LLC	1529882	09/20/2011	D	Indefinite	$8,478,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/18/2015	D/A	$9,996,738	$8,330,615
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/15/2016	D/A	$9,996,738	$8,330,615
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/07/2017	D/A	$9,996,738	$8,330,615
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Equity (Offshore) Fund - Select, Ltd.	1441161	02/25/2010	D/A	Indefinite	$8,200,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/19/2015	D/A	$9,743,150	$8,119,292
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Growth (Offshore) Fund, Ltd.	1278101	02/27/2013	D/A	Indefinite	$8,072,963