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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,491-2,500 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Legacy Fund, L.P.133066702/25/2011D/AIndefinite$9,521,885
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Equity (Offshore) Fund - Select, Ltd.144116102/25/2011D/AIndefinite$9,221,125
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AVENUE ACCESS LLC158890210/10/2014D/AIndefinite$9,100,401
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Gotham Tax Enhanced Neutral Fund, LP174669011/13/2018D/AIndefinite$9,070,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585602/25/2011D/A$13,667,947$8,997,217
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/16/2016D/A$10,765,279$8,971,066
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/10/2017D/A$10,765,279$8,971,066
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/01/2014D/A$10,560,000$8,800,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sirios Access Ltd.152989609/13/2013D/AIndefinite$8,708,842
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585608/28/2009D$13,476,380$8,594,153

2,885 Results

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