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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,481-2,490 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Broad Bay Access Fund LLC184091103/14/2022D/AIndefinite$10,407,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691OZOIF IRA Access Ltd.151533204/12/2011DIndefinite$10,342,650
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Gold Participation Fund LLC150083409/14/2010DIndefinite$10,326,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BlackRock Health Sciences Access Ltd.146679906/23/2009DIndefinite$10,325,305
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AVENUE ACCESS LLC158890210/13/2015D/AIndefinite$10,300,502
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AVENUE ACCESS LLC158890210/13/2015D/AIndefinite$10,300,502
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Legacy Fund, L.P.133066702/27/2013D/AIndefinite$9,821,885
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Legacy Fund, L.P.133066702/27/2012D/AIndefinite$9,721,885
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Clough Access Ltd.152487907/06/2011D/AIndefinite$9,603,117
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Clough Access Ltd.152487907/06/2011DIndefinite$9,603,117

2,885 Results

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