Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SUMMIT PARTNERS CONCENTRATED GROWTH L/S QP FUND LTD	1802661	06/27/2022	D/A	Indefinite	$12,387,200
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle European Opportunities Fund V (Offshore), L.P.	1749979	11/13/2018	D	Indefinite	$12,250,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund Ltd.	1499499	11/10/2014	D/A	Indefinite	$12,225,953
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PERMAL INVESTMENT PARTNERS, L.P.	1232116	03/16/2012	D/A	Indefinite	$12,145,936
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/21/2013	D/A	$17,247,904	$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/14/2014	D/A	$17,247,904	$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/11/2015	D/A	$14,376,618	$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/02/2016	D/A	$14,376,618	$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/28/2017	D/A	$14,376,618	$11,980,515
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/15/2011	D/A	$17,508,730	$11,954,446