Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	11/24/2014	D/A	$15,396,832	$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/08/2015	D/A	$15,396,832	$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/07/2016	D/A	$15,396,832	$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/04/2018	D/A	$15,396,832	$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TE), LLC	1475455	11/29/2010	D	Indefinite	$12,688,850
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Advantage Access IV LLC	1489968	04/22/2010	D	Indefinite	$12,589,350
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC	1475456	07/21/2011	D/A	Indefinite	$12,565,565
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ESG Cross Border Equity Participation Fund LLC	1569070	09/13/2013	D/A	Indefinite	$12,535,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Massachusetts Pathways to Economic Advancement 2016 LLC	1702859	04/07/2017	D	$12,430,000	$12,430,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	12/21/2011	D/A	Indefinite	$12,395,000