Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 2,421-2,430 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BELVEDERE CAPITAL FUND CO LLC	1035602	03/03/2015	D/A	Indefinite	$13,750,170
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Growth (Offshore) Fund, Ltd.	1278101	02/25/2011	D/A	Indefinite	$13,549,808
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Social Finance NY State Workforce Re-Entry 2013 LLC	1594825	01/06/2014	D	$13,500,000	$13,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	WTN FA Diversified Futures Fund (US), L.P.	1747315	01/22/2019	D	Indefinite	$13,427,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS II 2X LLC	1428135	03/13/2009	D/A	Indefinite	$13,349,378
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS II 2X LLC	1428135	08/12/2009	D/A	Indefinite	$13,349,378
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LLCP Structured Equity Access Fund VI (Offshore), L.P.	1762926	01/04/2019	D	Indefinite	$13,225,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.	1508448	12/20/2012	D/A	Indefinite	$12,882,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	01/14/2013	D	$15,396,832	$12,830,694
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	12/10/2013	D/A	$15,396,832	$12,830,694