Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/25/2013	D/A	$23,040,000	$16,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/21/2014	D/A	$19,200,000	$16,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/23/2015	D/A	$19,200,000	$16,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/16/2016	D/A	$19,200,000	$16,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/06/2017	D/A	$19,200,000	$16,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BOART LONGYEAR LTD	1400561	09/11/2009	D	$15,963,820	$15,963,820
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ESG Cross Border Equity Participation Fund Ltd.	1597199	01/15/2014	D	Indefinite	$15,950,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Broad Bay Access Fund LLC	1840911	03/14/2023	D/A	Indefinite	$15,895,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELTA Total Return Offshore Fund, L.P.	1670862	04/24/2017	D/A	Indefinite	$15,658,705
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CLEARFORK CAPITAL FUND LLC	1393065	03/06/2012	D/A	Indefinite	$15,600,250