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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,371-2,380 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Legacy Fund, L.P.133066702/27/2014D/AIndefinite$16,720,574
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Voloridge Sustainability Access Fund LLC181835307/16/2020DIndefinite$16,575,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AX Global Buyout Access Fund (Offshore), L.P.180232703/12/2020D$16,550,000$16,550,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.150844803/05/2015D/AIndefinite$16,522,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sirios Access LLC151533709/13/2013D/AIndefinite$16,426,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Carlson Double Black Diamond Participation Fund Ltd.152988309/20/2012D/AIndefinite$16,424,240
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/28/2009D$23,040,000$16,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/15/2010D/A$23,040,000$16,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/01/2011D/A$23,040,000$16,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/02/2012D/A$23,040,000$16,000,000

2,885 Results

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