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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,341-2,350 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Relative Value Opportunities Fund Ltd.153513711/10/2014D/AIndefinite$19,618,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Man FRM Relative Value Strategies Ltd.153513708/21/2015D/AIndefinite$19,618,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Legacy Fund, L.P.133066702/25/2010D/AIndefinite$19,596,771
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Man AHL FuturesAccess LLC149832509/28/2011D/AIndefinite$19,196,145
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691SOF Global Real Estate Fund XI (Offshore), L.P.170525305/02/2017DIndefinite$19,180,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Marathon Access LLC151855105/21/2012D/AIndefinite$19,145,147
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BREP X Commercial Real Estate Fund (Offshore), L.P.196728802/28/2023D$19,140,000$19,140,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Relative Value Opportunities Fund Ltd.153513701/17/2013D/AIndefinite$19,119,250
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GSO Mezzanine Finance Fund II (Offshore) L.P.168541109/23/2016DIndefinite$18,974,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund Ltd.149949911/09/2017D/AIndefinite$18,758,954

2,885 Results

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