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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,331-2,340 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Clough Access LLC151855206/23/2011DIndefinite$20,140,625
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ACP Power & Energy VII Real Asset Fund, L.P.180157102/07/2020D$20,075,000$20,075,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585612/12/2013D/A$32,057,334$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/24/2014D/A$32,057,334$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/23/2015D/A$24,052,491$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/16/2016D/A$24,052,491$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585604/13/2017D/A$24,052,491$20,043,743
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT113585603/31/2016D/A$24,023,841$20,019,868
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691NB Secondary Opportunities V Access Fund (Offshore), L.P.194483308/31/2022D$20,005,000$20,005,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Relative Value Opportunities Fund Ltd.153513711/08/2013D/AIndefinite$19,618,000

2,885 Results

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