Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Equity Opportunity Fund III, L.P.	1503312	10/12/2011	D/A	Indefinite	$21,356,324
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Private Capital Fund III, L.P.	1669439	04/12/2016	D/A	Indefinite	$21,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Private Capital Fund III, L.P.	1669439	04/01/2016	D	Indefinite	$21,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Growth (Offshore) Fund, Ltd.	1278101	02/25/2010	D/A	Indefinite	$20,988,027
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackstone Alternatives Solution VII Fund (Offshore) L.P.	1837806	12/29/2020	D	$20,935,000	$20,935,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emso Saguaro US Ltd.	1625621	10/10/2017	D/A	Indefinite	$20,790,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund Ltd.	1571333	03/07/2014	D/A	Indefinite	$20,480,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brookfield Opp Real Estate IV Access Fund (Offshore), L.P.	1949211	10/04/2022	D	$20,260,000	$20,260,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GSO Rescue Finance Fund III (Offshore), L.P.	1733052	03/01/2018	D	Indefinite	$20,250,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NB Co-Investment Partners Access Fund IV (Offshore), LP	1832687	11/23/2020	D	$20,200,000	$20,200,000