Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Cinnaire Mid-Atlantic Capital Fund 4 Limited Partnership	1761392	12/24/2018	D	$50,000,000	$25,500,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC	1475456	07/19/2012	D/A	Indefinite	$25,189,685
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Crescent VII Mezzanine Fund (Offshore), L.P.	1692330	01/05/2017	D	Indefinite	$25,105,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/10/2015	D/A	Indefinite	$25,042,827
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/10/2012	D/A	Indefinite	$25,042,826
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/10/2013	D/A	Indefinite	$25,042,826
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Gold Participation Fund LTD.	1500835	09/10/2014	D/A	Indefinite	$25,042,826
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	04/17/2017	D/A	$30,029,802	$25,024,835
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 Custom Solutions NMSUF Fund, Ltd.	1666777	02/16/2016	D	Indefinite	$25,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 Custom Solutions NMSUF Fund, Ltd.	1666777	03/09/2017	D/A	Indefinite	$25,000,000