Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Providence VII Participation Trust	1565070	12/21/2012	D	Indefinite	$29,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access Ltd.	1504731	11/02/2011	D/A	Indefinite	$29,393,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EVENT DRIVEN & CREDIT HEDGEACCESS LTD	1456314	08/21/2009	D	Indefinite	$29,049,019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	09/15/2015	D/A	Indefinite	$28,969,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	02/10/2016	D/A	Indefinite	$28,969,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	02/09/2017	D/A	Indefinite	$28,969,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Advantage Access III LLC	1466807	07/01/2009	D	Indefinite	$28,898,589
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AG Mortgage Value Participation Fund Ltd.	1571333	03/09/2015	D/A	Indefinite	$28,894,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Oak V Distressed Participation Fund (Offshore), L.P.	1476507	11/10/2009	D	Indefinite	$28,875,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MKP Opportunity Participation Fund LLC	1569076	06/09/2015	D/A	Indefinite	$28,609,975