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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,241-2,250 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Providence VII Participation Trust156507012/21/2012DIndefinite$29,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access Ltd.150473111/02/2011D/AIndefinite$29,393,010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691EVENT DRIVEN & CREDIT HEDGEACCESS LTD145631408/21/2009DIndefinite$29,049,019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Clough Access Ltd.152487909/15/2015D/AIndefinite$28,969,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Clough Access Ltd.152487902/10/2016D/AIndefinite$28,969,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Clough Access Ltd.152487902/09/2017D/AIndefinite$28,969,795
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Paulson Advantage Access III LLC146680707/01/2009DIndefinite$28,898,589
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AG Mortgage Value Participation Fund Ltd.157133303/09/2015D/AIndefinite$28,894,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Oak V Distressed Participation Fund (Offshore), L.P.147650711/10/2009DIndefinite$28,875,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691MKP Opportunity Participation Fund LLC156907606/09/2015D/AIndefinite$28,609,975

2,885 Results

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