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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,221-2,230 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Security (Offshore) Fund -Select, Ltd.136229202/27/2012D/AIndefinite$32,978,561
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BREP Europe VI Real Estate Fund (Offshore), L.P.180632703/11/2020D$32,900,000$32,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691QIM Global Access Fund LLC175094005/16/2019D/AIndefinite$32,755,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691FR XIII Global Energy Fund (Offshore), L.P.157995111/07/2013D/AIndefinite$32,700,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Security (Offshore) Fund -Select, Ltd.136229202/27/2013D/AIndefinite$32,575,793
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Security (Offshore) Fund -Select, Ltd.136229202/27/2014D/AIndefinite$32,575,793
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691FR XIII Global Energy Fund (Offshore), L.P.157995108/09/2013D/AIndefinite$31,900,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML TREND-FOLLOWING FUTURES FUND L.P.100517703/30/2011D/AIndefinite$31,700,844
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Rocket Global Innovation Fund II (Offshore), L.P.177910306/10/2019DIndefinite$31,400,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Anomaly Access LLC185762004/25/2022D/AIndefinite$31,300,000

2,885 Results

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