Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 2,211-2,220 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML TREND-FOLLOWING FUTURES FUND L.P.	1005177	03/18/2013	D/A	Indefinite	$34,422,162
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Neutral Fund, LP	1746690	11/10/2020	D/A	Indefinite	$34,295,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	07/28/2010	D/A	Indefinite	$34,133,290
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CSP III Distressed Opportunities Fund (Offshore), L.P.	1579165	06/18/2013	D	$34,025,000	$34,025,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML TREND-FOLLOWING FUTURES FUND L.P.	1005177	03/16/2012	D/A	Indefinite	$34,013,163
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NB Crossroads Participation Fund 23, L.P.	1867106	06/17/2021	D	$33,880,000	$33,880,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Highbridge Commodities Fund LLC	1554902	08/20/2012	D/A	Indefinite	$33,675,984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access LLC	1518551	12/09/2013	D/A	Indefinite	$33,617,238
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Highbridge Commodities Fund LLC	1554902	07/25/2012	D	Indefinite	$33,176,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	DK Distressed Opportunities Access LLC	1727973	04/05/2019	D/A	Indefinite	$33,033,500