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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,191-2,200 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Walton Street VII Realty Trust159402702/18/2014D$36,670,000$36,670,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GSO Credit Alpha Annex Fund (Offshore) L.P.167887607/07/2016DIndefinite$36,637,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691BLACKROCK EQUITY LONG/SHORT FUND142107403/16/2009D/AIndefinite$36,585,602
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Gotham Tax Enhanced Long Fund, LP174668110/11/2019D/AIndefinite$36,510,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Emso Saguaro US Ltd.162562110/09/2020D/AIndefinite$36,201,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Ascend Access Ltd.150473111/02/2012D/AIndefinite$36,104,510
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691PERMAL PIH ACCESS LTD146018303/12/2012D/AIndefinite$36,101,405
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Emso Saguaro US Ltd.162562110/10/2019D/AIndefinite$36,051,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GLG Cross Asset Value Offshore Fund Ltd.161776708/26/2014DIndefinite$36,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Pharos Healthcare IV Access Fund, L.P.193699607/07/2022D$35,990,000$35,990,000

2,885 Results

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