Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 2,161-2,170 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	07/12/2011	D/A	Indefinite	$38,915,915
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	04/26/2013	D/A	Indefinite	$38,373,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	01/06/2014	D/A	Indefinite	$38,373,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackStone Alternatives Solution 2014 Trust (Tax Exempt)	1617857	08/28/2014	D	Indefinite	$38,183,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/27/2012	D/A	Indefinite	$38,045,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/27/2013	D/A	Indefinite	$38,045,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Endowment (Offshore) - Philanthropic Fund, Ltd.	1409026	02/27/2014	D/A	Indefinite	$38,045,865
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ortus Currency FuturesAccess LLC	1535147	01/18/2013	D/A	Indefinite	$38,010,751
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	04/12/2012	D/A	Indefinite	$38,005,105
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Equity Opportunity Fund III, L.P.	1503312	10/15/2014	D/A	Indefinite	$37,994,324