Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 2,151-2,160 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Legacy Fund, L.P.	1330667	03/26/2014	D/A	Indefinite	$39,512,354
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Paulson Recovery Participation Fund II LLC	1486291	03/16/2010	D	Indefinite	$39,364,071
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Kula Equity Market Neutral Fund LP	1922245	04/11/2023	D/A	Indefinite	$39,345,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlyle European Opportunities IV Fund (Offshore), L.P.	1608125	06/02/2014	D	$39,295,000	$39,295,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackstone Alternatives Solution V Fund (Offshore), L.P.	1760641	12/04/2018	D	Indefinite	$39,250,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Emerging Markets Strategies Ltd	1490361	09/03/2015	D/A	Indefinite	$39,234,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man FRM Emerging Markets Strategies Ltd	1490361	09/06/2016	D/A	Indefinite	$39,234,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Emerging Markets Opportunities Ltd.	1490361	01/05/2015	D/A	Indefinite	$39,234,805
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Banking & Financial Services Trust	1545560	07/27/2012	D	$39,100,000	$39,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ortus Currency FuturesAccess LLC	1535147	01/17/2014	D/A	Indefinite	$39,092,501