Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 2,141-2,150 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BlackRock Select Hedge Ltd.	1460390	04/07/2010	D/A	Indefinite	$40,058,804
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Neutral Fund, LP	1746690	11/08/2021	D/A	Indefinite	$40,050,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	HAWAIIAN ELECTRIC CO INC	46207	09/20/2012	D	$40,000,000	$40,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Equity Long Only Fund, L.P.	1330667	02/27/2015	D/A	Indefinite	$39,955,723
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SCP Equity Long Only Fund, L.P.	1330667	02/26/2016	D/A	Indefinite	$39,955,723
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Rocket Global Innovation Fund (Offshore), L.P.	1670824	04/04/2016	D	Indefinite	$39,860,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alkeon Growth Offshore Fund II, Ltd.	1503462	10/26/2018	D/A	Indefinite	$39,838,212
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Mesirow Access LLC	1348817	03/13/2009	D/A	Indefinite	$39,796,623
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	EQT IX Thematic Growth Buyout LP	1832618	11/24/2020	D	$39,688,000	$39,688,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund LLC	1529882	09/20/2012	D/A	Indefinite	$39,601,450