Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Displaying 2,041-2,050 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brookside Mill CLO Ltd.	1578449	06/06/2013	D	$51,125,000	$51,125,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sculptor Access Ltd.	1489970	03/30/2022	D/A	Indefinite	$50,960,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Kingdon Associates	1459361	10/25/2013	D/A	Indefinite	$50,622,697
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	QIM Global Access Fund LLC	1750940	05/18/2020	D/A	Indefinite	$50,571,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access LLC	1518551	12/09/2014	D/A	Indefinite	$50,561,043
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	03/07/2013	D/A	Indefinite	$50,544,168
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AQR DELTA Total Return Offshore Fund, L.P.	1670862	04/23/2018	D/A	Indefinite	$50,434,705
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	11/10/2015	D/A	Indefinite	$50,429,015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	02/12/2016	D/A	Indefinite	$50,429,015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Marathon Access Ltd.	1518835	02/13/2017	D/A	Indefinite	$50,429,015