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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 2,031-2,040 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691WTN FA Diversified Futures Fund (US), L.P.174731512/08/2020D/AIndefinite$52,090,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691QIM Global Access Fund LLC175094005/18/2022D/AIndefinite$52,021,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691WTN FA Diversified Futures Fund (US), L.P.174731512/12/2019D/AIndefinite$51,936,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Brambles Ltd140447507/05/2012D$51,853,829$51,853,829
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691K2 INSTITUTIONAL INVESTORS II LTD126383105/02/2019D/AIndefinite$51,778,778
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Carlyle AIP Secondaries Access VII (Offshore) L.P.181219508/12/2020D/A$51,675,000$51,675,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC147545707/21/2011D/AIndefinite$51,552,379
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Gotham Tax Enhanced Long Fund, LP174668110/12/2022D/AIndefinite$51,533,825
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691QIM Global Access Fund LLC175094005/18/2021D/AIndefinite$51,471,400
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Monarch Debt Recovery Participation Fund LLC149625307/12/2012D/AIndefinite$51,279,365

2,885 Results

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