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Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 1,991-2,000 out of 2,885 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Brookfield Infrastructure Access Fund IV (Offshore), L.P. (M)180155302/13/2020D$56,050,000$56,050,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Abbey Capital Daily Futures Fund Ltd160360703/31/2016D/AIndefinite$55,817,076
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691AQR Tax Advantaged Global Equity Market Neutral Fund, L.P.161685102/05/2018D/AIndefinite$55,724,608
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Sterling Stamos Fixed Income Fund - Diversified, L.P.145936502/27/2013D/AIndefinite$55,650,831
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691ML Transtrend DTP Enhanced FuturesAccess LLC139940603/16/2012D/AIndefinite$54,940,165
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Marathon Access LLC151855112/03/2015D/AIndefinite$54,881,143
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Marathon Access LLC151855102/12/2016D/AIndefinite$54,881,143
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Marathon Access LLC151855102/13/2017D/AIndefinite$54,881,143
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Tetragon Credit Income III (Onshore Feeder) L.P.172612903/01/2019D/AIndefinite$54,650,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Relative Value Opportunities Fund LLC153513611/10/2014D/AIndefinite$54,648,125

2,885 Results

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