Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Equity Absolute Return Investors (Cayman), Ltd.	1703689	11/15/2017	D/A	Indefinite	$61,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Equity Absolute Return Investors (Cayman), Ltd.	1703689	11/21/2017	D/A	Indefinite	$61,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Private Markets Fund II (TI), LLC	1501377	10/25/2012	D	Indefinite	$60,247,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 INVESTMENT PARTNERS II LLC	1131392	09/12/2017	D/A	Indefinite	$60,236,755
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Margate Capital Partners Fund LP	1686841	03/28/2018	D/A	Indefinite	$60,070,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access LLC	1518552	01/07/2013	D/A	Indefinite	$59,951,835
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access LLC	1518552	09/06/2012	D/A	Indefinite	$59,783,835
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	VESEY STREET PORTFOLIO V, L.P.	1546879	08/15/2012	D/A	Indefinite	$59,700,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Excelsior Multi-Strategy Institutional Hedge Fund, Ltd.	1459971	01/03/2013	D/A	Indefinite	$59,575,077
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	OZOIF IRA Access Ltd.	1515332	09/16/2013	D/A	Indefinite	$59,284,853