Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 INVESTMENT PARTNERS II LLC	1131392	04/15/2013	D/A	Indefinite	$62,055,646
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Africa Oil Corp.	1463514	12/18/2012	D	$62,051,787	$62,051,787
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access LLC	1504732	11/02/2011	D/A	Indefinite	$61,857,273
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	11/06/2015	D/A	Indefinite	$61,767,048
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	KKR Global Special Situations II Cayman Access LP	1653146	09/18/2015	D	Indefinite	$61,670,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	K2 INVESTMENT PARTNERS II LLC	1131392	09/20/2013	D/A	Indefinite	$61,288,475
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackrock Health Sciences Access LLC	1460073	03/11/2010	D/A	Indefinite	$61,249,493
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Private Equity Fund II, L.P.	1442705	02/25/2010	D/A	Indefinite	$61,161,750
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML BlueTrend FuturesAccess LLC	1471270	12/14/2012	D/A	Indefinite	$61,080,817
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NB Crossroads Participation Fund 24 (TE), L.P.	1976693	05/08/2023	D	$61,040,000	$61,040,000