Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Search by Recipient Name or Primary Issuer:

Displaying 1,921-1,930 out of 2,885 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	PINNACLE WEST CAPITAL CORP	764622	11/16/2018	D/A	Indefinite	$69,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MetLife Insurance CO of Connecticut	733076	01/11/2010	D	Indefinite	$68,973,371
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	WGL HOLDINGS INC	1103601	05/21/2020	D/A	$350,000,000	$68,740,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access LLC	1518552	12/03/2014	D/A	Indefinite	$68,634,723
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Kingdon Associates	1459361	11/30/2011	D/A	Indefinite	$68,118,050
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS III LP	1423606	03/13/2009	D/A	Indefinite	$68,071,902
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	IRONWOOD PARTNERS III LP	1423606	08/26/2009	D/A	Indefinite	$68,071,902
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackstone Real Estate Partners VII.TE.8 L.P.	1558457	10/03/2012	D	Indefinite	$68,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sirios Access LLC	1515337	09/15/2015	D/A	Indefinite	$67,932,113
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	03/18/2013	D/A	Indefinite	$67,653,305