Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BA Hedge Fund Direct - Kingdon Associates	1459361	11/29/2010	D/A	Indefinite	$72,474,291
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	POST ACCESS LTD	1457062	03/11/2010	D/A	Indefinite	$72,171,906
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BELVEDERE CAPITAL FUND CO LLC	1035602	03/05/2013	D/A	Indefinite	$72,117,788
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Boston Capital Corporate Tax Credit Fund XXXVI, A Limited Partnership	1559949	10/11/2012	D	$149,000,000	$72,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	MetLife Insurance CO of Connecticut	733076	01/06/2012	D/A	Indefinite	$72,061,721
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Blackrock Health Sciences Access LLC	1460073	03/12/2012	D/A	Indefinite	$71,925,476
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	North American Energy Access Fund (NGP XII), L.P.	1715728	10/02/2017	D	Indefinite	$71,895,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	11/18/2013	D/A	Indefinite	$71,520,834
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access LLC	1518552	02/10/2016	D/A	Indefinite	$71,484,823
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	CHILTON SMALL CAP ACCESS LTD	1300301	03/11/2010	D/A	Indefinite	$71,468,242